Related provisions for MAR 1.1.9

1 - 3 of 3 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 18.6.4GRP
In addition to obligations under the MiFID regime2, similar whistleblowing obligations apply to miscellaneous persons subject to regulation by the FCA under the following non-exhaustive list of 2legislation:4(1) article 32(3) of the Market Abuse Regulation, as implemented in section 131AA of the Act;(2) the UK provisions which implemented2 article 71(3) of the CRD (see IFPRU 2.4.1R in respect of IFPRU investment firms);(3) the UK provisions which implemented2 article 99d(5) of
MAR 1.10.1GRP
(1) Behaviour which conforms with article 5 of the Market Abuse Regulation or with the Buy-back and Stabilisation Regulation6 will not amount to market abuse.4(2) [deleted]4(3) [deleted]4